As Chief Compliance Officer, I am responsible for designing, implementing, and monitoring the effectiveness of HFS’ compliance program. I work closely with team members across the firm to ensure our policies and practices remain aligned with regulatory requirements while supporting the way HFS serves its clients. I also enjoy being a resource to the team and providing clear, practical guidance when compliance-related questions arise.

I bring more than 20 years of experience in the financial-services industry, including extensive work in regulatory compliance, investment operations, treasury, and trading. Before joining HFS, I served in various senior leadership roles, including senior compliance roles, supporting registered investment advisers involved in public and private investment strategies. This experience has given me a practical understanding of how an effective compliance program can both protect a firm and support its broader business objectives.

Outside of work, I enjoy spending time outdoors, especially fishing, hiking, and running. I earned my Bachelor of Business Administration in Finance and International Business from Baylor University.